3i Investments Plc

Reference number: 195262

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
03975789
Company status
Active
Company type
Public limited company
Incorporated
13 April 2000 (26 years old)
Registered office
1 Knightsbridge, London, SW1X 7LX, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Kevin John Dunn Director May 1963 1 Nov 2007
Simon Alexander Borrows Director Jan 1959 1 Nov 2011
Peter Konrad Wirtz Director Mar 1967 1 Sep 2019
Jasi Hari Halai Director May 1978 12 May 2022
James Graham Hatchley Director Aug 1967 12 May 2022
Bernardo De Sa Braamcamp Sobral Sottomayor Director May 1973 22 Jul 2022
Anthony Lissaman Director Sep 1972 8 Aug 2024
Clare Calderwood Secretary Not published 1 Jul 2023

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

Show FCA detail (8 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Establishing, operating or winding up a collective investment scheme
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is 3i Investments Plc FCA authorised?
Yes, 3i Investments Plc (FRN 195262) is authorised by the FCA to carry out regulated activities.
Is my money safe with 3i Investments?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about 3i Investments to the Financial Ombudsman Service, free of charge.
Is 3i Investments a scam or clone?
3i Investments is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is 3i Investments's Firm Reference Number (FRN)?
3i Investments's FRN is 195262. You can verify it on the FCA register.