Hawkwood Capital LLP

Reference number: 440946

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
OC312456
Company status
Active
Company type
Limited liability partnership
Incorporated
30 March 2005 (21 years old)
Registered office
Thomas House, 84 Eccleston Square, London, SW1V 1PX, England

Current directors and secretaries

Name Role Born Appointed
Russell Stephen Duckworth LLP designated member Oct 1958 30 Mar 2005
Irene Wong LLP member Aug 1971 1 Oct 2020
HAWKWOOD CAPITAL SERVICES LIMITED Corporate LLP member Not published 22 Feb 2011

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (4 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
  • Corporate finance requirement
    The firm must not conduct designated investment business other than corporate finance business or managing an (unauthorised) AIF
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • Small Authorised UK AIFM (Sub-Threshold)
    The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Hawkwood Capital LLP FCA authorised?
Yes, Hawkwood Capital LLP (FRN 440946) is authorised by the FCA to carry out regulated activities.
Is my money safe with Hawkwood Capital?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Hawkwood Capital to the Financial Ombudsman Service, free of charge.
Is Hawkwood Capital a scam or clone?
Hawkwood Capital is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Hawkwood Capital's Firm Reference Number (FRN)?
Hawkwood Capital's FRN is 440946. You can verify it on the FCA register.