Smith and Wardle Financial Consultants LLP

Reference number: 912090

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Smith and Wardle Financial Planning

Company details

From the company's Companies House record.

Company number
OC398850
Company status
Active
Company type
Limited liability partnership
Incorporated
14 March 2015 (11 years old)
Registered office
Smith And Wardle , Suite B Gloverside, 23-25 Bury Mead Road, Hitchin, Hertfordshire, SG5 1RT, United Kingdom

Current directors and secretaries

Name Role Born Appointed
Catherine Margaret Davidson Smith LLP designated member Nov 1965 14 Mar 2015
Jonathan Marc Davidson Smith LLP designated member Aug 1966 14 Mar 2015
Helena Elizabeth Wardle LLP designated member Jul 1985 14 Dec 2016

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.

Check your FSCS cover →

Show FCA detail (13 permissions)
  • Acting as a CBTL advisor
  • Acting as a CBTL Advisor
  • Acting as a CBTL arranger
  • Acting as a CBTL Arranger
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Dealing in investments as agent
  • Debt-counselling
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Smith and Wardle Financial Consultants LLP FCA authorised?
Yes, Smith and Wardle Financial Consultants LLP (FRN 912090) is authorised by the FCA to carry out regulated activities.
Is my money safe with Smith and Wardle Financial Consultants?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Smith and Wardle Financial Consultants to the Financial Ombudsman Service, free of charge.
Is Smith and Wardle Financial Consultants a scam or clone?
Smith and Wardle Financial Consultants is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Smith and Wardle Financial Consultants's Firm Reference Number (FRN)?
Smith and Wardle Financial Consultants's FRN is 912090. You can verify it on the FCA register.