Affluence Financial Management Services Limited

Reference number: 1010378

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

The FCA register does not name a principal for this firm.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Affluence Financial Management Services Limited (FRN 1010378) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm.
  • Example: if you take financial advice from Affluence Financial Management Services, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    01332 501977

  • Verified address

    1st Floor, 3 St Georges House, Vernon Gate, Derby, DE1 1UQ, United Kingdom

Also trades as
  • AFFLUENCE DERBY

Company details

From the company's Companies House record.

Company number
14045398
Company status
Active
Company type
Private limited company
Incorporated
13 April 2022 (4 years old)
Registered office
1st Floor 3 St. Georges House, Vernon Gate, Derby, Derbyshire, DE1 1UQ, United Kingdom
Nature of business
  • Activities of mortgage finance companies (SIC 64922)
  • Financial intermediation not elsewhere classified (SIC 64999)
  • Activities of insurance agents and brokers (SIC 66220)

Current directors and secretaries

Name Role Born Appointed
Mahroof Hussain Director Mar 1985 13 Apr 2022
Mahroof Hussain Secretary Not published 13 Apr 2022

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Affluence Financial Management Services Limited FCA authorised?
Affluence Financial Management Services Limited (FRN 1010378) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Affluence Financial Management Services?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Affluence Financial Management Services Limited (FRN 1010378) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm. Example: if you take financial advice from Affluence Financial Management Services, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Affluence Financial Management Services?
Protection works through the principal firm responsible for Affluence Financial Management Services's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Affluence Financial Management Services a scam or clone?
Affluence Financial Management Services is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Affluence Financial Management Services's Firm Reference Number (FRN)?
Affluence Financial Management Services's FRN is 1010378. You can verify it on the FCA register.