ALFRED HENRY CORPORATE FINANCE LIMITED
Reference number: 181163
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
Francis Barber House, 9 Gough Square, London, EC4A 3DG, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 03214944
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 21 June 1996 (30 years old)
- Registered office
- C/O Prysm Financial Francis Barber House, 9 Gough Square, London, EC4A 3DG, England
- Nature of business
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- Banks (SIC 64191)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Norman Fetterman | Director | Mar 1942 | 29 Jul 1996 |
| Nicholas Peter Michaels | Director | Nov 1958 | 22 Jan 2002 |
Activities and protection
What they can do, and how you are protected
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (3 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Making arrangements with a view to transactions in investments
Limits on what they may do
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Corporate finance only (except managing invest.)
In respect of each regulated activity for which the firm holds a Part IV permission, excluding managing investments, the activity is limited to corporate finance business only.
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No actions to stabilise market price
The firm must not act in any way to stabilise the market price of any investment.
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DERIVATIVES using permitted third party only
The firm must not engage in a PERMITTED ACTIVITY in respect of DERIVATIVES except through a PERMITTED THIRD PARTY and, in the case of advice, the PERMITTED THIRD PARTY is an INDEPENDENT INTERMEDIARY
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Only rights to/interests in permitted investments
The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
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No speculative foreign exchange dealings.
The firm must not undertake a permitted activity in respect of speculative foreign exchange dealings.
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No pension transfer or opt out
The firm must not carry on any business relating to a PENSION TRANSFER or OPT OUT.
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May hold/control client money if rebated commission
The general requirement not to hold or control CLIENT MONEY does not apply if the CLIENT MONEY arises from an agreement under which commission is rebated to the client.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Names it no longer trades under
This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.
Show the retired name
- INcrowd (via appointed rep)
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