Aspen Advisers Limited

Reference number: 1007296

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Aspen

Company details

From the company's Companies House record.

Company number
14115281
Company status
Active
Company type
Private limited company
Incorporated
18 May 2022 (4 years old)
Registered office
Level 4, Dashwood House, 69 Old Broad Street, London, EC2M 1QS, England
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Current directors and secretaries

Name Role Born Appointed
Andrew John Spence Director Feb 1983 18 May 2022
Brian Jeremiah O'Connor Director Apr 1973 18 May 2022
Mark Brian Livingston Director Mar 1982 1 Dec 2023
John Anthony Llewellyn Blackman Director Jul 1964 27 Apr 2026

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
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  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • Restrictions
    The firm may only do business with per se professional clients and eligible counterparties, as defined in the FCA Handbook
  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Aspen Advisers Limited FCA authorised?
Yes, Aspen Advisers Limited (FRN 1007296) is authorised by the FCA to carry out regulated activities.
Is my money safe with Aspen Advisers?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Aspen Advisers to the Financial Ombudsman Service, free of charge.
Is Aspen Advisers a scam or clone?
Aspen Advisers is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Aspen Advisers's Firm Reference Number (FRN)?
Aspen Advisers's FRN is 1007296. You can verify it on the FCA register.