Attis Insurance Brokers Ltd

Limits on what they may do

• Not permitted to canvass off trade premises

  The firm is not permitted to canvass regulated borrower-lender-supplier agreements or regulated consumer hire agreements off trade premises

• Voluntary application for imposition of requirements wef 13/03/2026

  1. The Firm is required to abide by a Deed Poll executed by it dated 10 March 2026 (the “Deed Poll”) in relation to specified clients and past business of Henderson Employee Benefits Limited FRN 115134 (“Henderson”) listed in an Annex to the Deed Poll. Under this Deed Poll, the Firm has accepted liability and responsibility in relation to certain regulated activities and services previously carried on by Henderson. The full details of the acceptance of liability and responsibility by the Firm is set out in the Deed Poll. 2. The Firm will only onboard or otherwise advise additional clients currently or formerly advised by Henderson other than those set out in the Deed Poll (the “Additional Client(s)”) with the FCA’s prior written consent. 3. The Firm will, if the FCA gives such prior written consent, amend the Deed Poll to include the name(s) and detail(s) of all Additional Client(s) to those set out in the Annex to the original Deed Poll. The amended Deed Poll must be re-executed prior to the Firm engaging in any business with or for such Additional Client(s). 4. The Firm must maintain professional indemnity insurance to cover claims in respect of the specified clients and past business of Henderson as set out in the Deed Poll, including for the avoidance of doubt, any Additional Client(s). Effective date 5. The Requirements in this application are to take effect immediately upon the Firm’s application to vary its Part 4A permissions being approved by the FCA and upon their acceptance by the FCA, as notified to the Firm by email. Variation and cancellation. 6. The Requirements herein will remain in effect until such time as the FCA provides to the Firm its written consent to vary or rescind the requirements in part or in full (whether upon application by the Firm or on the FCA’s own initiative).