AUCIT INVESTMENT MANAGEMENT LTD

Reference number: 1051983

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

CAPRICORN FUND MANAGERS LIMITED Reference number: 505252 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • AUCIT INVESTMENT MANAGEMENT LTD (FRN 1051983) is an AR of CAPRICORN FUND MANAGERS LIMITED (FRN 505252). When you use AUCIT INVESTMENT MANAGEMENT's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from AUCIT INVESTMENT MANAGEMENT, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    07506 149670

  • Verified address

    23 Harben Road, London, Camden, NW6 4RH, United Kingdom

Company details

From the company's Companies House record.

Company number
15727301
Company status
Active
Company type
Private limited company
Incorporated
18 May 2024 (2 years old)
Registered office
150 Piccadilly Mayfair, London, W1J 7NJ, United Kingdom
Nature of business
  • Management consultancy activities other than financial management (SIC 70229)

Current directors and secretaries

Name Role Born Appointed
Clark Nicholls Director Dec 1969 18 May 2024

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through CAPRICORN FUND MANAGERS LIMITED, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is AUCIT INVESTMENT MANAGEMENT LTD FCA authorised?
AUCIT INVESTMENT MANAGEMENT LTD (FRN 1051983) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for AUCIT INVESTMENT MANAGEMENT?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. AUCIT INVESTMENT MANAGEMENT LTD (FRN 1051983) is an AR of CAPRICORN FUND MANAGERS LIMITED (FRN 505252). When you use AUCIT INVESTMENT MANAGEMENT's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from AUCIT INVESTMENT MANAGEMENT, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with AUCIT INVESTMENT MANAGEMENT?
Protection works through CAPRICORN FUND MANAGERS LIMITED, the principal firm responsible for AUCIT INVESTMENT MANAGEMENT's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is AUCIT INVESTMENT MANAGEMENT a scam or clone?
AUCIT INVESTMENT MANAGEMENT is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is AUCIT INVESTMENT MANAGEMENT's Firm Reference Number (FRN)?
AUCIT INVESTMENT MANAGEMENT's FRN is 1051983. You can verify it on the FCA register.