Balance Legal Capital LLP
Reference number: 828421
Instant download
Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
-
Verified website
-
Verified phone number
-
Verified address
25 Southampton Buildings, London, WC2A 1AL, United Kingdom
Company details
From the company's Companies House record.
- Company number
- OC401304
- Company status
- Active
- Company type
- Limited liability partnership
- Incorporated
- 14 August 2015 (10 years old)
- Registered office
- 25 Southampton Buildings, London, WC2A 1AL, England
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Robert Rothkopf | LLP designated member | Jan 1982 | 14 Aug 2015 |
| Oliver David Thomas Hayes | LLP member | Oct 1981 | 10 Aug 2017 |
| Jamie William Malcolm Houlker | LLP member | May 1985 | 1 Sep 2021 |
| Kylie Marion Ansbro | LLP member | Apr 1986 | 1 Mar 2022 |
| SERPENTINE LANE PTY LTD | Corporate LLP designated member | Not published | 24 Dec 2024 |
Activities and protection
What they can do, and how you are protected
- Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (2 permissions)
- Establishing, operating or winding up a collective investment scheme
- Managing an unauthorised AIF
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
-
Non Standard Requirement
In conducting designated investment business, the firm may only provide Litigation Funding in connection with commercial disputes, group litigation proceedings and commercial and investment arbitration proceedings (together, “Legal Proceedings”). Litigation Funding means: (i) the provision of funding to parties that have an interest (or are otherwise involved in) Legal Proceedings; and (ii) other investments connected with Legal Proceedings, including the purchase of interests in Legal Proceedings.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- Small Authorised UK AIFM (Sub-Threshold)
The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Download this page as a PDF report
£5 for a clean, timestamped copy you can keep, file or send on. It also helps keep the site free to use and free of ads.
Instant download
Common questions