Ballard Marque Broker Sales

Reference number: 1042037

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Introducer appointed representative

Ballard Marque Broker Sales can only introduce you to their principal, and cannot give financial advice, recommend products, or arrange deals alone.

Responsible principal firm

HART CONTRACTS LIMITED Reference number: 808982 Authorised View firm →
What does this mean?
  • An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
  • Ballard Marque Broker Sales (FRN 1042037) introduces customers to HART CONTRACTS LIMITED (FRN 808982). Any regulated advice or arranging is done by the principal, not Ballard Marque Broker Sales.
  • Example: if Ballard Marque Broker Sales refers you to a financial adviser, the advice should come from the principal firm, not from Ballard Marque Broker Sales itself.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    07710 650976

  • Verified address

    Flat, 72 Tranquil Vale, London, Lewisham, SE3 0BN, United Kingdom

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through HART CONTRACTS LIMITED, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Paul Ballard

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Common questions

Frequently asked questions

Is Ballard Marque Broker Sales FCA authorised?
Ballard Marque Broker Sales (FRN 1042037) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does introducer appointed representative mean for Ballard Marque Broker Sales?
An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own. Ballard Marque Broker Sales (FRN 1042037) introduces customers to HART CONTRACTS LIMITED (FRN 808982). Any regulated advice or arranging is done by the principal, not Ballard Marque Broker Sales. Example: if Ballard Marque Broker Sales refers you to a financial adviser, the advice should come from the principal firm, not from Ballard Marque Broker Sales itself. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Ballard Marque Broker Sales?
Protection works through HART CONTRACTS LIMITED, the principal firm responsible for Ballard Marque Broker Sales's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Ballard Marque Broker Sales a scam or clone?
Ballard Marque Broker Sales is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Ballard Marque Broker Sales's Firm Reference Number (FRN)?
Ballard Marque Broker Sales's FRN is 1042037. You can verify it on the FCA register.