Bastock & Bruce Limited

Reference number: 983262

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Introducer appointed representative

This firm can only introduce you to its principal, and cannot give financial advice, recommend products, or arrange deals alone.

The FCA register does not name a principal for this firm.

What does this mean?
  • An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
  • Bastock & Bruce Limited (FRN 983262) is listed as an introducer appointed representative, but the register does not show its principal firm here. Check the FCA register before sharing your details.
  • Example: if Bastock & Bruce refers you to a financial adviser, the advice should come from the principal firm, not from Bastock & Bruce itself.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
11934369
Company status
Active
Company type
Private limited company
Incorporated
9 April 2019 (7 years old)
Registered office
67-71 Warwick Road, Solihull, B92 7HP, England
Nature of business
  • Funeral and related activities (SIC 96030)

Current directors and secretaries

Name Role Born Appointed
David Alexander Bastock Director Oct 1970 9 Apr 2019
Bruce Andrew Bragg Director Nov 1965 9 Apr 2019
David Alexander Bastock Secretary Not published 9 Apr 2019

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Bastock & Bruce Ltd

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Common questions

Frequently asked questions

Is Bastock & Bruce Limited FCA authorised?
Bastock & Bruce Limited (FRN 983262) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does introducer appointed representative mean for Bastock & Bruce?
An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own. Bastock & Bruce Limited (FRN 983262) is listed as an introducer appointed representative, but the register does not show its principal firm here. Check the FCA register before sharing your details. Example: if Bastock & Bruce refers you to a financial adviser, the advice should come from the principal firm, not from Bastock & Bruce itself. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Bastock & Bruce?
Protection works through the principal firm responsible for Bastock & Bruce's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Bastock & Bruce a scam or clone?
Bastock & Bruce is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Bastock & Bruce's Firm Reference Number (FRN)?
Bastock & Bruce's FRN is 983262. You can verify it on the FCA register.