Campbell Cain Wealth Management Ltd

Reference number: 401791

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

The FCA register does not name a principal for this firm.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Campbell Cain Wealth Management Ltd (FRN 401791) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm.
  • Example: if you take financial advice from Campbell Cain Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company name
CAMPBELL CAIN WEALTH MANAGEMENT LIMITED
Company number
07514632
Company status
Active
Company type
Private limited company
Incorporated
2 February 2011 (15 years old)
Registered office
Office 3 The Waterside, Pavilion Road, West Bridgford, Nottinghamshire, NG2 5PH, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Susan Jane Cain Director Aug 1965 2 Feb 2011
Andrew Cain Director Sep 1965 1 Aug 2015
Harry Peter Townsend Director Dec 1994 7 Oct 2022

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 3 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Oddie Dalton Wealth Management
  • Oddie Dalton Wealth Management Ltd
  • Tom Dalton

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Common questions

Frequently asked questions

Is Campbell Cain Wealth Management Ltd FCA authorised?
Campbell Cain Wealth Management Ltd (FRN 401791) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Campbell Cain Wealth Management?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Campbell Cain Wealth Management Ltd (FRN 401791) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm. Example: if you take financial advice from Campbell Cain Wealth Management, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Campbell Cain Wealth Management?
Protection works through the principal firm responsible for Campbell Cain Wealth Management's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Campbell Cain Wealth Management a scam or clone?
Campbell Cain Wealth Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Campbell Cain Wealth Management's Firm Reference Number (FRN)?
Campbell Cain Wealth Management's FRN is 401791. You can verify it on the FCA register.