CANACCORD GENUITY ASSET MANAGEMENT LIMITED

Reference number: 209741

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Canaccord Asset Management

Company details

From the company's Companies House record.

Company number
03146580
Company status
Active
Company type
Private limited company
Incorporated
16 January 1996 (30 years old)
Registered office
88 Wood Street, London, EC2V 7QR, England
Nature of business
  • Activities of financial services holding companies (SIC 64205)

Current directors and secretaries

Name Role Born Appointed
David Esfandi Director Aug 1978 18 Sep 2017
Stephen Leigh Massey Director Sep 1957 18 Sep 2017
Jill Patricia Mcaleenan Director Dec 1950 1 Nov 2017
Richard James Hallett Director May 1967 7 Jul 2021

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (4 permissions)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 3 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Hagreave Hale Limited
  • Hargreave Hale Limited
  • Hargreave Hale London Limited

Names it no longer trades under

This firm has retired 8 trading names. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired names
  • Canaccord Genuity Asset Management (CGAM)
  • Canaccord Genuity Fund Management (CGFM)
  • Canaccord Genuity Wealth Management (CGWM)
  • Canaccord Wealth
  • Canaccord Wealth Management
  • Direct Deal
  • Hargrave Hale Sports Financial
  • Hargreave Hale Asset Management

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Common questions

Frequently asked questions

Is CANACCORD GENUITY ASSET MANAGEMENT LIMITED FCA authorised?
Yes, CANACCORD GENUITY ASSET MANAGEMENT LIMITED (FRN 209741) is authorised by the FCA to carry out regulated activities.
Is my money safe with CANACCORD GENUITY ASSET MANAGEMENT?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about CANACCORD GENUITY ASSET MANAGEMENT to the Financial Ombudsman Service, free of charge.
Is CANACCORD GENUITY ASSET MANAGEMENT a scam or clone?
CANACCORD GENUITY ASSET MANAGEMENT is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is CANACCORD GENUITY ASSET MANAGEMENT's Firm Reference Number (FRN)?
CANACCORD GENUITY ASSET MANAGEMENT's FRN is 209741. You can verify it on the FCA register.