Carter Lee Financial Services Limited

Reference number: 779727

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

The Right Mortgage Limited Reference number: 649443 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Carter Lee Financial Services Limited (FRN 779727) is an AR of The Right Mortgage Limited (FRN 649443). When you use Carter Lee Financial Services's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Carter Lee Financial Services, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    01792 416260

  • Verified address

    174 New Road, Skewn, Neath, SA10 6HD, United Kingdom

Also trades as
  • Staff Davies Financial Services

Company details

From the company's Companies House record.

Company number
08979997
Company status
Active
Company type
Private limited company
Incorporated
4 April 2014 (12 years old)
Registered office
174 New Road, Skewen, Neath, SA10 6HD
Nature of business
  • Other activities auxiliary to insurance and pension funding (SIC 66290)

Current directors and secretaries

Name Role Born Appointed
Lee Clifford Saunders Director Oct 1977 4 Apr 2014

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through The Right Mortgage Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Dragon Financial

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Common questions

Frequently asked questions

Is Carter Lee Financial Services Limited FCA authorised?
Carter Lee Financial Services Limited (FRN 779727) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Carter Lee Financial Services?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Carter Lee Financial Services Limited (FRN 779727) is an AR of The Right Mortgage Limited (FRN 649443). When you use Carter Lee Financial Services's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Carter Lee Financial Services, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Carter Lee Financial Services?
Protection works through The Right Mortgage Limited, the principal firm responsible for Carter Lee Financial Services's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Carter Lee Financial Services a scam or clone?
Carter Lee Financial Services is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Carter Lee Financial Services's Firm Reference Number (FRN)?
Carter Lee Financial Services's FRN is 779727. You can verify it on the FCA register.