Caxton Associates LLP

Reference number: 504390

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Concerns on the company record

  • Confirmation statement is overdue at Companies House.
Company number
OC345117
Company status
Active
Company type
Limited liability partnership
Incorporated
22 April 2009 (17 years old)
Registered office
20 Carlton House Terrace, Second Floor, London, SW1Y 5AN, England

Current directors and secretaries

Name Role Born Appointed
Andrew Eric Law LLP designated member Jun 1966 1 Jan 2010
Matthew Duncan Wade LLP designated member Nov 1975 1 Jan 2013
Arjuna Shanaka Gamage LLP member Jul 1974 1 Jan 2020
Christian Deazeley LLP member May 1973 1 Jan 2020
Anil Kamath LLP member Sep 1984 1 Jan 2020
Jonathan Marc Conway LLP member Oct 1981 1 Jan 2021
Charles Roundell LLP member Mar 1975 1 Jan 2021
Jamie Philip Douglas LLP member Nov 1974 1 Jan 2021
Eleanor Franchitti LLP member Jun 1983 1 Jan 2022
Dale Thomas LLP member Dec 1966 1 Jan 2024
Tomas August Emanuel Jelf LLP member Aug 1970 1 Jan 2024
Chanelle Lorraine Nicholls LLP member Jan 1974 1 Jan 2024
Efstathios Metsovitis LLP member Nov 1983 1 Jan 2025
Sugandh Mittal LLP member Jan 1979 1 Jan 2025
Felix Schiesari Turton LLP member Oct 1985 1 Jan 2025
CAXTON EUROPE ASSET MANAGEMENT LIMITED Corporate LLP member Not published 22 Apr 2009
COOK HOLDINGS SERIES LLC Corporate LLP member Not published 28 Sep 2021
Llc Legacycx Corporate LLP member Not published 1 Jan 2025
CAXTON CORPORATION Corporate LLP member Not published 1 Jan 2025

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

Show FCA detail (7 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments

Limits on what they may do

  • May control money if settlement through a mandate.
    The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Caxton Europe LLP

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Common questions

Frequently asked questions

Is Caxton Associates LLP FCA authorised?
Yes, Caxton Associates LLP (FRN 504390) is authorised by the FCA to carry out regulated activities.
Is my money safe with Caxton Associates?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Caxton Associates to the Financial Ombudsman Service, free of charge.
Is Caxton Associates a scam or clone?
Caxton Associates is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Caxton Associates's Firm Reference Number (FRN)?
Caxton Associates's FRN is 504390. You can verify it on the FCA register.