Conning Asset Management Limited

Reference number: 189316

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
03654447
Company status
Active
Company type
Private limited company
Incorporated
16 October 1998 (27 years old)
Registered office
24 Monument Street, London, EC3R 8AJ
Nature of business
  • Fund management activities (SIC 66300)

Current directors and secretaries

Name Role Born Appointed
Michael Edward Arscott Carpenter Director Apr 1949 28 Apr 2010
Russell Busst Director Aug 1962 12 Dec 2011
Jr. Bradford Director Apr 1967 13 Dec 2012
Simon Andrew Hawkins Director Aug 1958 12 Oct 2015
Jung Won Lee Director Dec 1973 6 May 2016
David Paul Marks Director Jan 1947 22 Feb 2017
James Bernard Kelly Director Oct 1985 1 May 2026

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • May control money if settlement through a mandate.
    The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Swiss Re Asset Management Limited
  • Swiss Re Investors

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Common questions

Frequently asked questions

Is Conning Asset Management Limited FCA authorised?
Yes, Conning Asset Management Limited (FRN 189316) is authorised by the FCA to carry out regulated activities.
Is my money safe with Conning Asset Management?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Conning Asset Management to the Financial Ombudsman Service, free of charge.
Is Conning Asset Management a scam or clone?
Conning Asset Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Conning Asset Management's Firm Reference Number (FRN)?
Conning Asset Management's FRN is 189316. You can verify it on the FCA register.