Daiwa Capital Markets Europe Limited

Reference number: 124490

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
01487359
Company status
Active
Company type
Private limited company
Incorporated
25 March 1980 (46 years old)
Registered office
5 King William Street, London, EC4N 7DA, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Ewa Irena Kerin Director Jul 1966 24 Sep 2020
Anna Maria Josephine Cavanagh Bentley Director Jan 1960 22 Sep 2021
Megan Christine Mcdonald Director Dec 1971 1 Jun 2022
John Anthony Gollan Director Apr 1955 2 Sep 2024
Naoki Suzuki Director Oct 1968 1 Apr 2025
Manabu Takahashi Director Apr 1978 19 Dec 2025
Ellen Hastings-Jones Secretary Not published 20 Mar 2025

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments
  • Safeguarding and administration of assets (without arranging)

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 4 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Daiwa Europe Ltd
  • Daiwa Europe Strategic Advisors Ltd
  • Daiwa Securities SB Capital Markets Europe Limited
  • Daiwa Securities SMBC Europe Ltd

Names it no longer trades under

This firm has retired 2 trading names. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired names
  • Daiwa SBCM Europe
  • Daiwa SMBC Europe

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Common questions

Frequently asked questions

Is Daiwa Capital Markets Europe Limited FCA authorised?
Yes, Daiwa Capital Markets Europe Limited (FRN 124490) is authorised by the FCA to carry out regulated activities.
Is my money safe with Daiwa Capital Markets Europe?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Daiwa Capital Markets Europe to the Financial Ombudsman Service, free of charge.
Is Daiwa Capital Markets Europe a scam or clone?
Daiwa Capital Markets Europe is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Daiwa Capital Markets Europe's Firm Reference Number (FRN)?
Daiwa Capital Markets Europe's FRN is 124490. You can verify it on the FCA register.