David James Wealth USA Limited

Reference number: 1008206

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

BLACKTOWER FINANCIAL MANAGEMENT LIMITED Reference number: 188611 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • David James Wealth USA Limited (FRN 1008206) is an AR of BLACKTOWER FINANCIAL MANAGEMENT LIMITED (FRN 188611). When you use David James Wealth USA's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from David James Wealth USA, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
15280747
Company status
Active
Company type
Private limited company
Incorporated
13 November 2023 (2 years old)
Registered office
1st Floor, Northumberland House 303-306 High Holborn, London, WC1V 7JZ, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Kevin Oscar Kennard Director Mar 1984 13 Nov 2023
Thomas Michael Quinn Director Jul 1990 13 Nov 2023
James Nicholas Wallis Reiss Director Jul 1988 13 Nov 2023

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through BLACKTOWER FINANCIAL MANAGEMENT LIMITED, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is David James Wealth USA Limited FCA authorised?
David James Wealth USA Limited (FRN 1008206) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for David James Wealth USA?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. David James Wealth USA Limited (FRN 1008206) is an AR of BLACKTOWER FINANCIAL MANAGEMENT LIMITED (FRN 188611). When you use David James Wealth USA's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from David James Wealth USA, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with David James Wealth USA?
Protection works through BLACKTOWER FINANCIAL MANAGEMENT LIMITED, the principal firm responsible for David James Wealth USA's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is David James Wealth USA a scam or clone?
David James Wealth USA is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is David James Wealth USA's Firm Reference Number (FRN)?
David James Wealth USA's FRN is 1008206. You can verify it on the FCA register.