Duke Street V Limited
Reference number: 194782
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
Duke Street, Third Floor (East) Carrington House, 126-130, London, Westminster, W1B 5SE 1QS, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 04071494
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 14 September 2000 (25 years old)
- Registered office
- Third Floor (East), Carrington House, 126 - 130 Regent Street, London, W1B 5SE, England
- Nature of business
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- Activities of venture and development capital companies (SIC 64303)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Alistair Charles Westray Troup | Director | Jan 1964 | 16 Feb 2006 |
| Stuart Richard John Hall | Director | Dec 1972 | 13 Sep 2013 |
| Jason Lawford | Director | Nov 1975 | 12 Sep 2019 |
| James William Almond | Director | Feb 1981 | 12 Sep 2019 |
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
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- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Dealing in investments as agent
- Establishing, operating or winding up a collective investment scheme
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Managing investments
- Safeguarding and administration of assets (without arranging)
Limits on what they may do
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Venture Capital Business Only
The firm must not conduct designated investment business other than Venture Capital business.
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May control money if settlement through a mandate.
The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- Small Authorised UK AIFM (Sub-Threshold)
The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Previously registered as
The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Duke Street Capital
- Duke Street Capital V Limited
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