Dukes Financial Planning LLP

Reference number: 462646

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
OC321474
Company status
Active
Company type
Limited liability partnership
Incorporated
8 August 2006 (20 years old)
Registered office
Abacus House, 68a North Street, Romford, Essex, RM1 1DA

Current directors and secretaries

Name Role Born Appointed
Katrina Jane Duke LLP designated member Oct 1961 8 Aug 2006
Ray Duke LLP designated member Mar 1957 8 Aug 2006
Taylor Duke LLP designated member May 1998 1 Aug 2017
Adam Norman LLP designated member Oct 1989 1 Aug 2017

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

Show FCA detail (4 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on Pension Transfers and Pension Opt Outs
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Dukes Financial Planning LLP FCA authorised?
Yes, Dukes Financial Planning LLP (FRN 462646) is authorised by the FCA to carry out regulated activities.
Is my money safe with Dukes Financial Planning?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Dukes Financial Planning to the Financial Ombudsman Service, free of charge.
Is Dukes Financial Planning a scam or clone?
Dukes Financial Planning is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Dukes Financial Planning's Firm Reference Number (FRN)?
Dukes Financial Planning's FRN is 462646. You can verify it on the FCA register.