ELM CAPITAL USA LIMITED

Reference number: 538066

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Introducer appointed representative

This firm can only introduce you to its principal, and cannot give financial advice, recommend products, or arrange deals alone.

Responsible principal firm

ELM CAPITAL ASSOCIATES LIMITED Reference number: 401953 Authorised View firm →
What does this mean?
  • An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
  • ELM CAPITAL USA LIMITED (FRN 538066) introduces customers to ELM CAPITAL ASSOCIATES LIMITED (FRN 401953). Any regulated advice or arranging is done by the principal, not ELM CAPITAL USA.
  • Example: if ELM CAPITAL USA refers you to a financial adviser, the advice should come from the principal firm, not from ELM CAPITAL USA itself.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    020 7901 8940

  • Verified address

    South West House, 11A Regent Street, London, SW1Y 4LR, United Kingdom

Company details

From the company's Companies House record.

Company number
07259601
Company status
Active
Company type
Private limited company
Incorporated
20 May 2010 (16 years old)
Registered office
Southwest House, 11a Regent Street, London, SW1Y 4LR, England
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Current directors and secretaries

Name Role Born Appointed
Etienne Deshormes Director Jul 1960 20 May 2010
Samantha Page Secretary Not published 26 Jul 2010

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through ELM CAPITAL ASSOCIATES LIMITED, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is ELM CAPITAL USA LIMITED FCA authorised?
ELM CAPITAL USA LIMITED (FRN 538066) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does introducer appointed representative mean for ELM CAPITAL USA?
An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own. ELM CAPITAL USA LIMITED (FRN 538066) introduces customers to ELM CAPITAL ASSOCIATES LIMITED (FRN 401953). Any regulated advice or arranging is done by the principal, not ELM CAPITAL USA. Example: if ELM CAPITAL USA refers you to a financial adviser, the advice should come from the principal firm, not from ELM CAPITAL USA itself. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with ELM CAPITAL USA?
Protection works through ELM CAPITAL ASSOCIATES LIMITED, the principal firm responsible for ELM CAPITAL USA's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is ELM CAPITAL USA a scam or clone?
ELM CAPITAL USA is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is ELM CAPITAL USA's Firm Reference Number (FRN)?
ELM CAPITAL USA's FRN is 538066. You can verify it on the FCA register.