Exponent Private Equity LLP

Reference number: 231527

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
OC306781
Company status
Active
Company type
Limited liability partnership
Incorporated
3 February 2004 (22 years old)
Registered office
30 Broadwick Street, London, W1F 8JB, England

Current directors and secretaries

Name Role Born Appointed
Thomas Sweet-Escott LLP designated member Sep 1957 3 Feb 2003
James Richard St John Lenane LLP designated member Jun 1972 23 Mar 2005
Simon Russell Davidson LLP designated member Jan 1977 1 Jan 2009
Timothy Edward Easingwood LLP designated member Jan 1977 1 Jan 2009
Craig Mckenzie Vickery LLP member Jun 1973 17 Jul 2009
Mark Steven Taylor LLP member Feb 1978 1 Jul 2010
Ole Marius Ostlie LLP member Feb 1977 1 Nov 2018
James Michael Gunton LLP member May 1982 1 Feb 2020
Tom Lightowler LLP member Jul 1983 1 Jul 2021
David Mcgovern LLP member Aug 1985 1 Jul 2021
Jeroen Bernard Sebastian Regeur LLP member Oct 1980 1 Sep 2022
Shane Patrick Farragher LLP member Jun 1987 1 Feb 2023
Anthony David Clegg LLP member Aug 1985 1 Aug 2024
EXPONENT PRIVATE EQUITY (HOLDINGS) LLP Corporate LLP designated member Not published 3 Feb 2003
EXPONENT PRIVATE EQUITY GP (SECOND MEMBER) LIMITED Corporate LLP member Not published 5 Jun 2023

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Show FCA detail (9 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Establishing, operating or winding up a collective investment scheme
  • Making arrangements with a view to transactions in investments
  • Managing an unauthorised AIF
  • Managing investments
  • Safeguarding and administration of assets (without arranging)

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
  • Unable to hold client assets for MiFID activities
    Unable to hold client money or safeguard and administer assets (without arranging) in relation to any investment services and activities (to which MiFID applies)
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Exponent Private Equity LLP FCA authorised?
Yes, Exponent Private Equity LLP (FRN 231527) is authorised by the FCA to carry out regulated activities.
Is my money safe with Exponent Private Equity?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Exponent Private Equity to the Financial Ombudsman Service, free of charge.
Is Exponent Private Equity a scam or clone?
Exponent Private Equity is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Exponent Private Equity's Firm Reference Number (FRN)?
Exponent Private Equity's FRN is 231527. You can verify it on the FCA register.