FAROS POINT CAPITAL LLP

Reference number: 1004680

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

The FCA register does not name a principal for this firm.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • FAROS POINT CAPITAL LLP (FRN 1004680) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm.
  • Example: if you take financial advice from FAROS POINT CAPITAL, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
OC447777
Company status
Active
Company type
Limited liability partnership
Incorporated
15 June 2023 (3 years old)
Registered office
20 North Audley Street, North Audley Street, London, W1K 6WE, England

Current directors and secretaries

Name Role Born Appointed
Nicholas Thomas Pappas LLP designated member Jul 1974 15 Jun 2023
Jeremy Hawken LLP designated member Jul 1971 16 Jun 2023
Raphael Alexis Gouin LLP member Jun 1983 15 Jan 2024
David Trudeau LLP designated member Sep 1971 5 Feb 2024
Paul Sisak LLP member Jun 1983 15 Feb 2024
Verity Amelia Morgan-Jones LLP member Jun 1995 1 Jul 2025
FAROS POINT CAPITAL MANAGEMENT LIMITED Corporate LLP designated member Not published 15 Jun 2023

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is FAROS POINT CAPITAL LLP FCA authorised?
FAROS POINT CAPITAL LLP (FRN 1004680) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for FAROS POINT CAPITAL?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. FAROS POINT CAPITAL LLP (FRN 1004680) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm. Example: if you take financial advice from FAROS POINT CAPITAL, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with FAROS POINT CAPITAL?
Protection works through the principal firm responsible for FAROS POINT CAPITAL's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is FAROS POINT CAPITAL a scam or clone?
FAROS POINT CAPITAL is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is FAROS POINT CAPITAL's Firm Reference Number (FRN)?
FAROS POINT CAPITAL's FRN is 1004680. You can verify it on the FCA register.