Financial Prospects (N.I.) Ltd

Reference number: 783698

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
NI645331
Company status
Active
Company type
Private limited company
Incorporated
20 April 2017 (9 years old)
Registered office
147 Stranmillis Road, Belfast, BT9 5AJ, Northern Ireland
Nature of business
  • Financial management (SIC 70221)

Current directors and secretaries

Name Role Born Appointed
Mark Stevenson Director Jul 1974 20 Apr 2017

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
  • Lend or arrange credit No FSCS cover
    Consumer credit is not covered by the FSCS, so there is no compensation scheme if the firm fails.

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Show FCA detail (10 permissions)
  • Acting as a CBTL advisor
  • Acting as a CBTL arranger
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Credit Broking
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

Action taken against them

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • The Mortgage Clinic

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Common questions

Frequently asked questions

Is Financial Prospects (N.I.) Ltd FCA authorised?
Yes, Financial Prospects (N.I.) Ltd (FRN 783698) is authorised by the FCA to carry out regulated activities.
Is my money safe with Financial Prospects (N.I.)?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Financial Prospects (N.I.) to the Financial Ombudsman Service, free of charge.
Is Financial Prospects (N.I.) a scam or clone?
Financial Prospects (N.I.) is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Financial Prospects (N.I.)'s Firm Reference Number (FRN)?
Financial Prospects (N.I.)'s FRN is 783698. You can verify it on the FCA register.