GAMCO Asset Management (UK) Limited
Reference number: 197343
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Verified phone number
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Verified address
3 St. James's Place, London, SW1A 1NP, United Kingdom
- Gabelli Asset Management Company (UK)
Company details
From the company's Companies House record.
- Company number
- 03971855
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 13 April 2000 (26 years old)
- Registered office
- 3 St. James's Place, London, SW1A 1NP, England
- Nature of business
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- Security and commodity contracts dealing activities (SIC 66120)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Douglas Richard Jamieson | Director | Dec 1954 | 28 Sep 2000 |
| Evan David Miller | Director | Oct 1955 | 1 Oct 2004 |
| David Goldman | Director | Dec 1973 | 5 May 2016 |
| Gustavo Pifano | Director | May 1986 | 26 Jul 2022 |
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Show FCA detail (7 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Dealing in investments as agent
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Managing investments
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- CPMI Requirement
The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Previously registered as
The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Gabelli Asset Management (UK) Limited
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