Graeme Morrison Mackay

Reference number: 197470

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Authorised by the FCA

Graeme Morrison Mackay is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    0845 519 1236

  • Verified address

    40 Glebe Field Drive, Wetherby, West Yorkshire, LS22 6WG, United Kingdom

Also trades as
  • legalandfinancial.pro
  • Morrison Mackay

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Sell or arrange insurance FSCS may apply
    Eligible insurance claims may be FSCS-protected, often 90%, or 100% for compulsory or long-term cover.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Arranging safeguarding and administration of assets
  • Assisting in the administration and performance of a contract of insurance
  • Causing dematerialised instructions to be sent
  • Dealing in investments as agent
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments
  • Managing investments
  • Safeguarding and administration of assets (without arranging)
  • Sending dematerialised instructions

Limits on what they may do

  • No actions to stabilise market price
    The firm must not act in any way to stabilise the market price of any investment.
  • Only rights to/interests in permitted investments
    The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
  • Pensions T/O-O only in designated circumstances
    The firm must not effect or advise on PENSION TRANSFERS or PENSION OPT-OUTS except in one or more of the designated circumstances
  • Derivatives as incidental services only.
    The firm must not carry on a permitted activity concerning the sale of an option (including a commodity option), future (including commodity future) or contract for difference (including spread bet or rolling spot forex contract), except where the activity is incidental to services to a particular client.
  • The firm must not act as an ISA manager.
    The firm must not act as an ISA manager.
  • Not to act as Broker Fund Adviser
    The firm must not operate as a BROKER FUND ADVISER
  • Regulated activities incidental only.
    The firm must not carry on the specified REGULATED ACTIVITIES otherwise than in an incidental manner in the course of the provision by it of professional services (that is, services which do not consist of REGULATED ACTIVITIES)
  • No CORPORATE FIN. BUSINESS unless non-mainstream
    The firm must not carry on any CORPORATE FINANCE BUSINESS that is a REGULATED ACTIVITY unless it is a NON-MAINSTREAM REGULATED ACTIVITY.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Graeme M
  • Morrison MacKay

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Home Move Solutions

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Common questions

Frequently asked questions

Is Graeme Morrison Mackay FCA authorised?
Yes, Graeme Morrison Mackay (FRN 197470) is authorised by the FCA to carry out regulated activities.
Is my money safe with Graeme Morrison Mackay?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Graeme Morrison Mackay to the Financial Ombudsman Service, free of charge.
Is Graeme Morrison Mackay a scam or clone?
Graeme Morrison Mackay is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Graeme Morrison Mackay's Firm Reference Number (FRN)?
Graeme Morrison Mackay's FRN is 197470. You can verify it on the FCA register.