Green Swan Compliance Limited

Reference number: 1016776

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Introducer appointed representative

This firm can only introduce you to its principal, and cannot give financial advice, recommend products, or arrange deals alone.

Responsible principal firm

Elmore Insurance Brokers Limited Reference number: 955112 Authorised View firm →
What does this mean?
  • An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own.
  • Green Swan Compliance Limited (FRN 1016776) introduces customers to Elmore Insurance Brokers Limited (FRN 955112). Any regulated advice or arranging is done by the principal, not Green Swan Compliance.
  • Example: if Green Swan Compliance refers you to a financial adviser, the advice should come from the principal firm, not from Green Swan Compliance itself.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
15345526
Company status
Active
Company type
Private limited company
Incorporated
12 December 2023 (2 years old)
Registered office
The Old Vicarage Hitchin Road, Kimpton, Hitchin, SG4 8EF, England
Nature of business
  • Business and domestic software development (SIC 62012)
  • Management consultancy activities other than financial management (SIC 70229)

Current directors and secretaries

Name Role Born Appointed
Wenqi Li Director Dec 1986 12 Dec 2023
Clive William Mitchell Director Apr 1967 12 Dec 2023

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through Elmore Insurance Brokers Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Green Swan Compliance Limited FCA authorised?
Green Swan Compliance Limited (FRN 1016776) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does introducer appointed representative mean for Green Swan Compliance?
An introducer appointed representative can only pass your details to its principal firm. It cannot recommend products, give financial advice, or arrange deals on its own. Green Swan Compliance Limited (FRN 1016776) introduces customers to Elmore Insurance Brokers Limited (FRN 955112). Any regulated advice or arranging is done by the principal, not Green Swan Compliance. Example: if Green Swan Compliance refers you to a financial adviser, the advice should come from the principal firm, not from Green Swan Compliance itself. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Green Swan Compliance?
Protection works through Elmore Insurance Brokers Limited, the principal firm responsible for Green Swan Compliance's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Green Swan Compliance a scam or clone?
Green Swan Compliance is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Green Swan Compliance's Firm Reference Number (FRN)?
Green Swan Compliance's FRN is 1016776. You can verify it on the FCA register.