Griffiths Financial Planning Limited

Reference number: 192211

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

Responsible principal firm

2 Plan Wealth Management Limited Reference number: 461598 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Griffiths Financial Planning Limited (FRN 192211) is an AR of 2 Plan Wealth Management Limited (FRN 461598). When you use Griffiths Financial Planning's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Griffiths Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    01926 671314

  • Verified address

    Victoria Court 8 Dormer Place, Leamington Spa, Warwickshire, CV32 5AE, United Kingdom

Company details

From the company's Companies House record.

Company number
03782128
Company status
Active
Company type
Private limited company
Incorporated
3 June 1999 (27 years old)
Registered office
Victoria Court, Dormer Place, Leamington Spa, Warwickshire, CV32 5AE
Nature of business
  • Activities of insurance agents and brokers (SIC 66220)

Current directors and secretaries

Name Role Born Appointed
Andrew James Griffiths Director Apr 1963 20 Jul 1999

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through 2 Plan Wealth Management Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Griffiths Financial Planning Limited (315)

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Common questions

Frequently asked questions

Is Griffiths Financial Planning Limited FCA authorised?
Griffiths Financial Planning Limited (FRN 192211) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Griffiths Financial Planning?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Griffiths Financial Planning Limited (FRN 192211) is an AR of 2 Plan Wealth Management Limited (FRN 461598). When you use Griffiths Financial Planning's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Griffiths Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Griffiths Financial Planning?
Protection works through 2 Plan Wealth Management Limited, the principal firm responsible for Griffiths Financial Planning's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Griffiths Financial Planning a scam or clone?
Griffiths Financial Planning is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Griffiths Financial Planning's Firm Reference Number (FRN)?
Griffiths Financial Planning's FRN is 192211. You can verify it on the FCA register.