Guggenheim Securities International Ltd

Reference number: 485435

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • GSIL
  • Guggenheim
  • Guggenheim Securities

Company details

From the company's Companies House record.

Company number
06624746
Company status
Active
Company type
Private limited company
Incorporated
19 June 2008 (18 years old)
Registered office
11-12 Hanover Street, 2nd Floor, London, W1S 1YQ, United Kingdom
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Richard Osler Director Nov 1955 27 May 2015
Robert Bicknese Director Nov 1960 12 Mar 2019
Filippos Stratos Director Mar 1966 3 Aug 2023

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 3 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Guggenheim Securities International Limited
  • Lazard Capital Markets International Limited
  • LCM ABC Ltd

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Common questions

Frequently asked questions

Is Guggenheim Securities International Ltd FCA authorised?
Yes, Guggenheim Securities International Ltd (FRN 485435) is authorised by the FCA to carry out regulated activities.
Is my money safe with Guggenheim Securities International?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Guggenheim Securities International to the Financial Ombudsman Service, free of charge.
Is Guggenheim Securities International a scam or clone?
Guggenheim Securities International is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Guggenheim Securities International's Firm Reference Number (FRN)?
Guggenheim Securities International's FRN is 485435. You can verify it on the FCA register.