Guinness Atkinson Asset Management, Inc

Reference number: 223051

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
FC024762
Company status
Active
Company type
Overseas company
Incorporated
28 April 2003 (23 years old)
Registered office
251 South Lake Ave, Suite 800, Pasadena, California 91101, United States

Current directors and secretaries

Name Role Born Appointed
James Joseph Atkinson Director May 1957 8 Sep 2003
Timothy Whitmore Newton Guinness Director Jun 1947 8 Sep 2003
Edmund James Harriss Director Nov 1967 8 Sep 2003
Edward Benjamin Newton Guinness Director Jun 1976 13 May 2020
James Joseph Atkinson Jr Secretary Not published 8 Sep 2003

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Guinness Atkinson Asset Management LLC

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Common questions

Frequently asked questions

Is Guinness Atkinson Asset Management, Inc FCA authorised?
Yes, Guinness Atkinson Asset Management, Inc (FRN 223051) is authorised by the FCA to carry out regulated activities.
Is my money safe with Guinness Atkinson Asset Management,?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Guinness Atkinson Asset Management, to the Financial Ombudsman Service, free of charge.
Is Guinness Atkinson Asset Management, a scam or clone?
Guinness Atkinson Asset Management, is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Guinness Atkinson Asset Management,'s Firm Reference Number (FRN)?
Guinness Atkinson Asset Management,'s FRN is 223051. You can verify it on the FCA register.