GUOTAI HAITONG SECURITIES (UK) LIMITED

Reference number: 1001832

Instant download

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    07513 555950

  • Verified address

    GUOTAI HAITONG SECURITIES (UK) LIMITED, 8 Finsbury Circus, Finsbury Circus, London, EC2M 7EA, United Kingdom

Company details

From the company's Companies House record.

Company number
14818921
Company status
Active
Company type
Private limited company
Incorporated
21 April 2023 (3 years old)
Registered office
8 Finsbury Circus, Finsbury Circus, London, EC2M 7EA, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)
  • Security and commodity contracts dealing activities (SIC 66120)

Current directors and secretaries

Name Role Born Appointed
Jinming Hu Director Nov 1978 21 Apr 2023
Yiwei Liu Director May 1978 21 Apr 2023
Hong Zhuo Director Mar 1974 12 Nov 2024

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Show FCA detail (6 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • GUOTAI JUNAN SECURITIES (UK) LIMITED

Download this page as a PDF report

£5 for a clean, timestamped copy you can keep, file or send on. It also helps keep the site free to use and free of ads.

Instant download

Common questions

Frequently asked questions

Is GUOTAI HAITONG SECURITIES (UK) LIMITED FCA authorised?
Yes, GUOTAI HAITONG SECURITIES (UK) LIMITED (FRN 1001832) is authorised by the FCA to carry out regulated activities.
Is my money safe with GUOTAI HAITONG SECURITIES (UK)?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about GUOTAI HAITONG SECURITIES (UK) to the Financial Ombudsman Service, free of charge.
Is GUOTAI HAITONG SECURITIES (UK) a scam or clone?
GUOTAI HAITONG SECURITIES (UK) is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is GUOTAI HAITONG SECURITIES (UK)'s Firm Reference Number (FRN)?
GUOTAI HAITONG SECURITIES (UK)'s FRN is 1001832. You can verify it on the FCA register.