HDH Investment Services Limited
Reference number: 733137
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Authorised, but in an insolvency process
This firm is under the control of insolvency practitioners and may have stopped taking on new business. If you are or were a customer, deal with the appointed office holders rather than the firm.
What the FCA says
ATTENTION - Firm in an insolvency process
This firm is in an insolvency process. It is under the control of the appointed insolvency office holder(s) and may have stopped taking on new business. It has to continue to meet our standards in line with its regulatory status, including when dealing with its customers. If you are/were a customer check how this affects you with the firm or the appointed insolvency office holder(s).
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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No phone number on the FCA register
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Verified address
Dina Devalia and Tom Parish, QUANTUMA ADVISORY, 7th Floor, 20 St Andrew Street, London, EC4A 3AG, United Kingdom
Company details
From the company's Companies House record.
Concerns on the company record
- Companies House records this company in liquidation, but it is still authorised on the FCA register.
- This company has insolvency history on record.
- Company name
- HDH INVESTMENT SERVICES LTD
- Company number
- 09493238
- Company status
- Liquidation
- Company type
- Private limited company
- Incorporated
- 17 March 2015 (11 years old)
- Registered office
- C/O Quantuma Advisory Limited 7th Floor 20, St. Andrew Street, London, EC4A 3AG
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Richard Bugg | Director | Sep 1956 | 15 Apr 2025 |
Activities and protection
What the record covers, and how you are protected
- In an insolvency processMoney the firm held is returned through the appointed office holders, which takes time and can fall short. The FSCS covers eligible claims up to its limits, and the Ombudsman can still look at a complaint.
Show FCA detail (4 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Making arrangements with a view to transactions in investments
Limits on the record
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Restriction on regulated activities and assets
RESTRICTION ON REGULATED ACTIVITIES 1. The Firm must not, without prior written consent of the FCA, carry out any regulated activities for which it has Part 4A permission. ASSETS RESTRICTION 2. The Firm must not, without the prior written consent of the FCA, in any way dispose of, withdraw, transfer, deal with or diminish the value of any of its own assets, and any funds it holds for, or to the order of, its customers (whether in the United Kingdom or elsewhere). 3. The Firm must ensure that all relevant funds are appropriately ringfenced in a designated client money account or accounts. For the avoidance of doubt, if this requires a transfer between accounts, this must be done with the prior written consent of the FCA. 4. Paragraph 2 does not apply to monetary payments or the disposal of assets made by the Firm in the ordinary course of business, amounting to no more than £5,000 whether as a single transaction or a combination of related transactions. The following payments shall not be regarded as payments in the ordinary course of business: * Payments of unusual or significant amounts to the Firm/s controllers, shareholders, directors, officers, employees or any connected persons. * The making of any capital distribution. * The making of any gift or loan by the Firm to any party. * Payments made as part of any financial restructuring or reorganisation of its business (whether share or asset based). 5. Paragraph 2 also does not apply to: * Transactions giving effect to instructions initiated by customers. * Payments of funds to the Firm’s suppliers or other relevant third parties in the ordinary course of business and in satisfaction of the Firm’s contractual and legal obligations. * Usual and proper salary payments made by the Firm. NOTIFICATION REQUIREMENTS 6. The Firm must, within 5 working days of the effective date, notify in writing all customers of the imposition and effect of these Requirement(s) in a form to be agreed in advance with the FCA. 7. Within 2 working days of the effective date, the Firm must publish in a prominent place on its website https://hdhifa.com/ a notice setting out the terms and effects of these Requirement(s) in a form to be agreed in advance with the FCA. 8. The Firm must provide written confirmation to the FCA that it is in compliance with these Requirements within 5 working days of the effective date, until such time as it is notified in writing by the FCA that it may cease to do so.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
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