Herbert & Mason Ltd

Reference number: 1029066

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

The FCA register does not name a principal for this firm.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Herbert & Mason Ltd (FRN 1029066) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm.
  • Example: if you take financial advice from Herbert & Mason, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    020 8057 7999

  • Verified address

    Ground Floor Kings House, 101-135 Kings Road, Brentwood, Essex, CM14 4DR, United Kingdom

Company details

From the company's Companies House record.

Company number
10536449
Company status
Active
Company type
Private limited company
Incorporated
22 December 2016 (9 years old)
Registered office
Ground Floor Kings House, 101 - 135 Kings Road, Brentwood, Essex, CM14 4DR, United Kingdom
Nature of business
  • Other service activities not elsewhere classified (SIC 96090)

Current directors and secretaries

Name Role Born Appointed
David Herbert Director Jul 1989 22 Dec 2016
Matthew Mason Director Aug 1992 22 Dec 2016

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Herbert & Mason Ltd FCA authorised?
Herbert & Mason Ltd (FRN 1029066) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Herbert & Mason?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Herbert & Mason Ltd (FRN 1029066) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm. Example: if you take financial advice from Herbert & Mason, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Herbert & Mason?
Protection works through the principal firm responsible for Herbert & Mason's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Herbert & Mason a scam or clone?
Herbert & Mason is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Herbert & Mason's Firm Reference Number (FRN)?
Herbert & Mason's FRN is 1029066. You can verify it on the FCA register.