Janus Henderson Fund Management UK Limited

Reference number: 121859

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Janus Henderson Investors

Company details

From the company's Companies House record.

Company number
02678531
Company status
Active
Company type
Private limited company
Incorporated
17 January 1992 (34 years old)
Registered office
Matches the FCA register address ✓
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Francesca Katherine Smith Director Nov 1970 22 Mar 2019
Patrick Joseph Shea Director May 1963 7 Jun 2019
William George Lucken Director Apr 1973 29 Jun 2022
Patrick Harold Sanderson Director Sep 1977 12 Jun 2024
Alison Walker James Director Jan 1967 27 Mar 2025
Michael James Morecroft Director Sep 1971 18 Jul 2025
JANUS HENDERSON SECRETARIAL SERVICES UK LIMITED Corporate secretary Not published 31 Mar 1995

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (3 permissions)
  • Managing an authorised AIF
  • Managing an unauthorised AIF
  • Managing a UK UCITS

Limits on what they may do

  • UCITS Firm
    The firm is only permitted to carry on the activities specified in COLL 6.9.9R (1) to (3) or any successor provision.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

Action taken against them

1 fine in 2019, £1.87m in total. This is part of the official register record and is worth reviewing before going ahead.

  • Fined £1.87m on 18 November 2019
    On 18 November 2019, the FCA fined Henderson Investment Funds Limited (HIFL). The reason for this action is because HIFL breached Principle 3 (management and control) and Principle 6 (customers’ interests) in relation to the management of two funds from its range of Global Enhanced Equity Funds between November 2011 and August 2016. In November 2011, HIFL’s appointed investment manager, Henderson Global Investors Limited (“HGIL”), which at all material times was acting as HIFL’s agent, decided to significantly reduce the level of active management that was being applied to these two funds. HIFL’s subsequent treatment of retail investors in these funds (through the actions of its agent HGIL) was substantially different from its treatment of the institutional investors in these two funds, namely: (1) HGIL informed nearly all of the institutional investors who were affected by this change and offered to manage these two funds for those investors without charge; and (2) HGIL did not communicate its decision to change the investment strategy to any of the retail customers who were invested in these two funds and continued to charge these investors the same level of fees. As a consequence of this action HIFL has been fined £1,867,900 pursuant to section 206 of the Financial Services and Markets Act 2000. The FCA’s action took effect on 18 November 2019 and a copy of the Final Notice is displayed on the FCA's web site.

Previously registered as

The FCA register holds 4 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Henderson Investment Funds Limited
  • Henderson Touche Remnant Unit Trust Management Limited
  • Henderson Unit Trust Management Limited (until 01/06/94).
  • Safestock Limited

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Henderson Global Investors

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Common questions

Frequently asked questions

Is Janus Henderson Fund Management UK Limited FCA authorised?
Yes, Janus Henderson Fund Management UK Limited (FRN 121859) is authorised by the FCA to carry out regulated activities.
Is my money safe with Janus Henderson Fund Management UK?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Janus Henderson Fund Management UK to the Financial Ombudsman Service, free of charge.
Is Janus Henderson Fund Management UK a scam or clone?
Janus Henderson Fund Management UK is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Janus Henderson Fund Management UK's Firm Reference Number (FRN)?
Janus Henderson Fund Management UK's FRN is 121859. You can verify it on the FCA register.