Janus Henderson Fund Management UK Limited
Reference number: 121859
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
201 Bishopsgate, LONDON, EC2M 3AE, United Kingdom
- Janus Henderson Investors
Company details
From the company's Companies House record.
- Company number
- 02678531
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 17 January 1992 (34 years old)
- Registered office
- Matches the FCA register address ✓
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Francesca Katherine Smith | Director | Nov 1970 | 22 Mar 2019 |
| Patrick Joseph Shea | Director | May 1963 | 7 Jun 2019 |
| William George Lucken | Director | Apr 1973 | 29 Jun 2022 |
| Patrick Harold Sanderson | Director | Sep 1977 | 12 Jun 2024 |
| Alison Walker James | Director | Jan 1967 | 27 Mar 2025 |
| Michael James Morecroft | Director | Sep 1971 | 18 Jul 2025 |
| JANUS HENDERSON SECRETARIAL SERVICES UK LIMITED | Corporate secretary | Not published | 31 Mar 1995 |
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (3 permissions)
- Managing an authorised AIF
- Managing an unauthorised AIF
- Managing a UK UCITS
Limits on what they may do
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UCITS Firm
The firm is only permitted to carry on the activities specified in COLL 6.9.9R (1) to (3) or any successor provision.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
Action taken against them
1 fine in 2019, £1.87m in total. This is part of the official register record and is worth reviewing before going ahead.
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Fined £1.87m on 18 November 2019
On 18 November 2019, the FCA fined Henderson Investment Funds Limited (HIFL). The reason for this action is because HIFL breached Principle 3 (management and control) and Principle 6 (customers’ interests) in relation to the management of two funds from its range of Global Enhanced Equity Funds between November 2011 and August 2016. In November 2011, HIFL’s appointed investment manager, Henderson Global Investors Limited (“HGIL”), which at all material times was acting as HIFL’s agent, decided to significantly reduce the level of active management that was being applied to these two funds. HIFL’s subsequent treatment of retail investors in these funds (through the actions of its agent HGIL) was substantially different from its treatment of the institutional investors in these two funds, namely: (1) HGIL informed nearly all of the institutional investors who were affected by this change and offered to manage these two funds for those investors without charge; and (2) HGIL did not communicate its decision to change the investment strategy to any of the retail customers who were invested in these two funds and continued to charge these investors the same level of fees. As a consequence of this action HIFL has been fined £1,867,900 pursuant to section 206 of the Financial Services and Markets Act 2000. The FCA’s action took effect on 18 November 2019 and a copy of the Final Notice is displayed on the FCA's web site.
Previously registered as
The FCA register holds 4 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Henderson Investment Funds Limited
- Henderson Touche Remnant Unit Trust Management Limited
- Henderson Unit Trust Management Limited (until 01/06/94).
- Safestock Limited
Names it no longer trades under
This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.
Show the retired name
- Henderson Global Investors
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