Johnston Kennedy
Reference number: 164801
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Authorised by the FCA
Johnston Kennedy is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
10 Pilots View, Heron Road, Belfast, BT3 9LE, United Kingdom
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Show FCA detail (12 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Advising on Pension Transfers and Pension Opt Outs
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Causing dematerialised instructions to be sent
- Dealing in investments as agent
- Dealing in investments as principal
- Making arrangements with a view to transactions in investments
- Managing investments
- Safeguarding and administration of assets (without arranging)
- Sending dematerialised instructions
Limits on what they may do
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No actions to stabilise market price
The firm must not act in any way to stabilise the market price of any investment.
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DERIVATIVES using permitted third party only
The firm must not engage in a PERMITTED ACTIVITY in respect of DERIVATIVES except through a PERMITTED THIRD PARTY and, in the case of advice, the PERMITTED THIRD PARTY is an INDEPENDENT INTERMEDIARY
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Only rights to/interests in permitted investments
The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
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No speculative foreign exchange dealings.
The firm must not undertake a permitted activity in respect of speculative foreign exchange dealings.
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May hold/control client money if rebated commission
The general requirement not to hold or control CLIENT MONEY does not apply if the CLIENT MONEY arises from an agreement under which commission is rebated to the client.
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Regulated activities incidental only.
The firm must not carry on the specified REGULATED ACTIVITIES otherwise than in an incidental manner in the course of the provision by it of professional services (that is, services which do not consist of REGULATED ACTIVITIES)
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
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