KELVIN SMITH FINANCIAL PLANNING LTD.

Reference number: 707389

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
SC298147
Company status
Active
Company type
Private limited company
Incorporated
3 March 2006 (20 years old)
Registered office
The Sinclair Building 2nd Floor, 18-20 Eagle Street, Glasgow, G4 9XA, Scotland
Nature of business
  • Life insurance (SIC 65110)
  • Non-life insurance (SIC 65120)
  • Pension funding (SIC 65300)
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Current directors and secretaries

Name Role Born Appointed
Stephen Michael Travers Director Sep 1963 3 Mar 2006
Per Munch Oszadlik Director Apr 1947 13 Nov 2015
Stuart Kenneth Mackenzie Director Dec 1956 11 Mar 2019
Helen Fay Fergus Director Nov 1972 27 Aug 2024

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Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.

Check your FSCS cover →

Show FCA detail (10 permissions)
  • Acting as a CBTL advisor
  • Acting as a CBTL arranger
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is KELVIN SMITH FINANCIAL PLANNING LTD. FCA authorised?
Yes, KELVIN SMITH FINANCIAL PLANNING LTD. (FRN 707389) is authorised by the FCA to carry out regulated activities.
Is my money safe with KELVIN SMITH FINANCIAL PLANNING?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about KELVIN SMITH FINANCIAL PLANNING to the Financial Ombudsman Service, free of charge.
Is KELVIN SMITH FINANCIAL PLANNING a scam or clone?
KELVIN SMITH FINANCIAL PLANNING is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is KELVIN SMITH FINANCIAL PLANNING's Firm Reference Number (FRN)?
KELVIN SMITH FINANCIAL PLANNING's FRN is 707389. You can verify it on the FCA register.