KING & SHAXSON ASSET MANAGEMENT LIMITED

Reference number: 823315

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Dowgate Settlement
  • King & Shaxson Ethical Investing

Company details

From the company's Companies House record.

Company number
03870667
Company status
Active
Company type
Private limited company
Incorporated
3 November 1999 (26 years old)
Registered office
155 Fenchurch Street, London, EC3M 6AL, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)
  • Fund management activities (SIC 66300)

Current directors and secretaries

Name Role Born Appointed
David Ian Robert Wileman Director Oct 1956 22 Dec 2003
Wayne Jon Bishop Director Feb 1969 11 Apr 2019
John David Stunell Director Nov 1958 11 May 2022
Kumar Vakil Director May 1977 2 Nov 2023
Harry George Thompson Director Apr 1992 18 Oct 2024
Kumar Vakil Secretary Not published 1 Nov 2022

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Causing dematerialised instructions to be sent
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments
  • Managing investments
  • Sending dematerialised instructions

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is KING & SHAXSON ASSET MANAGEMENT LIMITED FCA authorised?
Yes, KING & SHAXSON ASSET MANAGEMENT LIMITED (FRN 823315) is authorised by the FCA to carry out regulated activities.
Is my money safe with KING & SHAXSON ASSET MANAGEMENT?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about KING & SHAXSON ASSET MANAGEMENT to the Financial Ombudsman Service, free of charge.
Is KING & SHAXSON ASSET MANAGEMENT a scam or clone?
KING & SHAXSON ASSET MANAGEMENT is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is KING & SHAXSON ASSET MANAGEMENT's Firm Reference Number (FRN)?
KING & SHAXSON ASSET MANAGEMENT's FRN is 823315. You can verify it on the FCA register.