KROLL SECURITIES LTD.

Reference number: 466588

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
06029386
Company status
Active
Company type
Private limited company
Incorporated
14 December 2006 (19 years old)
Registered office
7 Albemarle Street, London, W1S 4HQ
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Patrick Michael Puzzuoli Director Jun 1970 11 Sep 2013
Julie Pearce Director Sep 1971 9 Jul 2019
Nicolas Edward James Inman Director Dec 1976 15 Jun 2023
Dafydd Rhys Evans Director Nov 1971 21 May 2024
CITCO MANAGEMENT (UK) LIMITED Corporate secretary Not published 28 Nov 2013
Christopher Cochrane Matteson Secretary Not published 5 Jun 2026

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • Retail clients limited to corporate finance only
    The firm must not conduct any business with Retail clients other than corporate finance business.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Duff and Phelps Securities Limited
  • Duff & Phelps Securities Ltd.

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Common questions

Frequently asked questions

Is KROLL SECURITIES LTD. FCA authorised?
Yes, KROLL SECURITIES LTD. (FRN 466588) is authorised by the FCA to carry out regulated activities.
Is my money safe with KROLL SECURITIES?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about KROLL SECURITIES to the Financial Ombudsman Service, free of charge.
Is KROLL SECURITIES a scam or clone?
KROLL SECURITIES is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is KROLL SECURITIES's Firm Reference Number (FRN)?
KROLL SECURITIES's FRN is 466588. You can verify it on the FCA register.