Lewis Shaw

Reference number: 927754

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Appointed representative

Lewis Shaw does not hold FCA authorisation of their own. It acts under a principal firm, which is legally responsible for their regulated business.

Responsible principal firm

King Mortgages Ltd Reference number: 803561 Authorised View firm →
What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Lewis Shaw (FRN 927754) is an AR of King Mortgages Ltd (FRN 803561). When you use Lewis Shaw's services, the FCA authorisation sits with the principal firm.
  • Example: if you take financial advice from Lewis Shaw, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • Shaw Financial Services

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through King Mortgages Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Shaw Financial Services
  • Shaw Financial Services LTD

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Riverside Mortgages

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Common questions

Frequently asked questions

Is Lewis Shaw FCA authorised?
Lewis Shaw (FRN 927754) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Lewis Shaw?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Lewis Shaw (FRN 927754) is an AR of King Mortgages Ltd (FRN 803561). When you use Lewis Shaw's services, the FCA authorisation sits with the principal firm. Example: if you take financial advice from Lewis Shaw, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Lewis Shaw?
Protection works through King Mortgages Ltd, the principal firm responsible for Lewis Shaw's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Lewis Shaw a scam or clone?
Lewis Shaw is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Lewis Shaw's Firm Reference Number (FRN)?
Lewis Shaw's FRN is 927754. You can verify it on the FCA register.