M. Emanuel
Reference number: 104219
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Authorised by the FCA
M. Emanuel is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Verified phone number
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Verified address
5 Lexham Gardens Mews, London, W8 5JQ, United Kingdom
Activities and protection
What they can do, and how you are protected
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
- Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (6 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Dealing in investments as agent
- Making arrangements with a view to transactions in investments
- Managing investments
Limits on what they may do
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Removal of limitations to Non-Mainstream Activitie
General 1. This schedule sets out the terms of the variation to be made to M Emanuel's Permission with effect from 1 October 2013. Variation of permission 2. The variation of M Emanuel's Permission requested is the removal of all limitations or requirements relating to Non-Mainstream Regulated Activities from M Emanuel's Permission.
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No CORPORATE FIN. BUSINESS unless non-mainstream
The firm must not carry on any CORPORATE FINANCE BUSINESS that is a REGULATED ACTIVITY unless it is a NON-MAINSTREAM REGULATED ACTIVITY.
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No actions to stabilise market price
The firm must not act in any way to stabilise the market price of any investment.
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DERIVATIVES using permitted third party only
The firm must not engage in a PERMITTED ACTIVITY in respect of DERIVATIVES except through a PERMITTED THIRD PARTY and, in the case of advice, the PERMITTED THIRD PARTY is an INDEPENDENT INTERMEDIARY
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Only rights to/interests in permitted investments
The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
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No speculative foreign exchange dealings.
The firm must not undertake a permitted activity in respect of speculative foreign exchange dealings.
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No pension transfer or opt out
The firm must not carry on any business relating to a PENSION TRANSFER or OPT OUT.
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May hold/control client money if rebated commission
The general requirement not to hold or control CLIENT MONEY does not apply if the CLIENT MONEY arises from an agreement under which commission is rebated to the client.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
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