Mark Robert Surgeon
Reference number: 582663
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Appointed representative
Mark Robert Surgeon does not hold FCA authorisation of their own. It acts under a principal firm, which is legally responsible for their regulated business.
Responsible principal firm
AKFP Ltd Reference number: 176477 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Mark Robert Surgeon (FRN 582663) is an AR of AKFP Ltd (FRN 176477). When you use Mark Robert Surgeon's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Mark Robert Surgeon, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Verified phone number
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Verified address
8-10 Graham Gardens, Lisburn, Co.Antrim, BT28 1XE, United Kingdom
- Surgeon Financial Planning
Activities and protection
What they can do, and how you are protected
- Protection through the principal firmProtection works through AKFP Ltd, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
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Common questions