Marks and Spencer Unit Trust Management Limited
Reference number: 141662
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
Kings Meadow, Chester Business Park, Chester, Cheshire, CH99 9FB, United Kingdom
- M&S Savings and Investments
- M&S Savings & Investments
Company details
From the company's Companies House record.
- Company number
- 02253009
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 9 May 1988 (38 years old)
- Registered office
- Kings Meadow, Chester Business Park, Chester, CH99 9FB, United Kingdom
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Phillip William Scott | Director | Oct 1976 | 9 Nov 2009 |
| Jenny Fiona Goldie-Scot | Director | Nov 1955 | 7 Apr 2023 |
| Simon John Calver | Director | Jul 1964 | 25 Apr 2024 |
| Colin O'Flaherty | Director | Sep 1978 | 3 Dec 2024 |
| Jacqueline Marie Gentles | Secretary | Not published | 17 Mar 2021 |
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (8 permissions)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Dealing in investments as agent
- Dealing in investments as principal
- Making arrangements with a view to transactions in investments
- Managing a UK UCITS
- Managing investments
- Safeguarding and administration of assets (without arranging)
Limits on what they may do
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UCITS Firm
The firm is only permitted to carry on the activities specified in COLL 6.9.9R (1) to (3) or any successor provision.
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Limited to certain box management activities
1. VOLUNTARY RESTRICTION ON BOX MANAGEMENT ACTIVITY The firm is restricted from (i) carrying out box management activity for the purposes of making a profit from such activity and (ii) having aggregate exposures to its managed funds of more than £4m. 2. DEALING IN PRINCIPAL UNDER FSMA M&S UTM manages the liquidity of its funds through the issue, redemption, and general management of units in the funds. This common industry approach, known as box management, constitutes dealing in principal under the Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Previously registered as
The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Marks & Spencer Unit Trust Management Limited
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