Marks Baughan Securities UK, LLP

Reference number: 471003

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
OC329866
Company status
Active
Company type
Limited liability partnership
Incorporated
17 July 2007 (19 years old)
Registered office
41 Devonshire Street, London, W1G 7AJ

Current directors and secretaries

Name Role Born Appointed
John Walter Jacobs LLP designated member Sep 1962 17 Jul 2007
MARKS BAUGHAN & CO LLC Corporate LLP designated member Not published 17 Jul 2007

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

Show FCA detail (3 permissions)
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Making arrangements with a view to transactions in investments

Limits on what they may do

  • Corporate finance business only in relation to retail clients.
    Retail permissions for corporate finance business only.
  • Corporate finance business only.
    The firm must not conduct designated investment business other than corporate finance business.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Names it no longer trades under

This firm has retired one trading name. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired name
  • Marks Baughan & Co

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Common questions

Frequently asked questions

Is Marks Baughan Securities UK, LLP FCA authorised?
Yes, Marks Baughan Securities UK, LLP (FRN 471003) is authorised by the FCA to carry out regulated activities.
Is my money safe with Marks Baughan Securities UK,?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Marks Baughan Securities UK, to the Financial Ombudsman Service, free of charge.
Is Marks Baughan Securities UK, a scam or clone?
Marks Baughan Securities UK, is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Marks Baughan Securities UK,'s Firm Reference Number (FRN)?
Marks Baughan Securities UK,'s FRN is 471003. You can verify it on the FCA register.