Marlborough Investment Management Limited

Reference number: 115231

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as 4 other names
  • Marlborough
  • Marlborough Investment Solutions
  • Marlborough Investment Solutions (UK)
  • MIM

Company details

From the company's Companies House record.

Company number
01947598
Company status
Active
Company type
Private limited company
Incorporated
16 September 1985 (40 years old)
Registered office
Marlborough House, 59, Chorley New Road, Bolton, BL1 4QP, England
Nature of business
  • Financial intermediation not elsewhere classified (SIC 64999)
  • Other business support service activities not elsewhere classified (SIC 82990)

Current directors and secretaries

Name Role Born Appointed
Richard Arthur Goodall Director Jul 1966 24 Apr 2020
David Graham Kiddie Director May 1961 19 Apr 2021
Dom Clarke Director Nov 1983 30 Jan 2023
Massimiliano Walter Alberto Zorza Director May 1970 1 Jan 2026
Andrew Staley Director Mar 1955 Not published
Norah Burns Secretary Not published 28 Mar 2022

Activities and protection

What they can do, and how you are protected

  • Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
Show FCA detail (4 permissions)
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing investments

Limits on what they may do

  • Retail Client Restriction 
    When dealing with retail clients, the firm may not carry out the investment activity of Contracts for Difference (including rolling spot forex).

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds 2 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • UFC - The Investment ManagersLtd
  • UFC (United Financial Corporation Limited)

Names it no longer trades under

This firm has retired 4 trading names. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.

Show the retired names
  • Marlborough
  • Marlborough Investment Solutions
  • Marlborough Investment Solutions (UK)
  • MIM

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Common questions

Frequently asked questions

Is Marlborough Investment Management Limited FCA authorised?
Yes, Marlborough Investment Management Limited (FRN 115231) is authorised by the FCA to carry out regulated activities.
Is my money safe with Marlborough Investment Management?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Marlborough Investment Management to the Financial Ombudsman Service, free of charge.
Is Marlborough Investment Management a scam or clone?
Marlborough Investment Management is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Marlborough Investment Management's Firm Reference Number (FRN)?
Marlborough Investment Management's FRN is 115231. You can verify it on the FCA register.