Marshall James Limited
Reference number: 474164
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Appointed representative
This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.
Responsible principal firm
Gerrard Stuart Financial Services Limited Reference number: 182023 View firm →What does this mean?
- An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
- Marshall James Limited (FRN 474164) is an AR of Gerrard Stuart Financial Services Limited (FRN 182023). When you use Marshall James's services, the FCA authorisation sits with the principal firm.
- Example: if you take financial advice from Marshall James, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
- Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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No website on the FCA register
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Verified phone number
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Verified address
The Bank, 1 Highfield Road, Hall Green, Birmingham, West Midlands, B28 0EL, United Kingdom
Company details
From the company's Companies House record.
- Company number
- 06374568
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 18 September 2007 (18 years old)
- Registered office
- Edmund House, Rugby Road, Leamington Spa, Warwickshire, CV32 6EL
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| John Robert Collis Davies | Director | Oct 1953 | 18 Sep 2007 |
| Michael Andrew De Minckwitz | Director | Jun 1961 | 18 Sep 2007 |
| Paul Powell | Director | May 1964 | 17 Mar 2008 |
| Andrew Gerrard Pitman | Director | Mar 1963 | 1 Nov 2016 |
| Michael Andrew De Minckwitz | Secretary | Not published | 18 Sep 2007 |
Activities and protection
What they can do, and how you are protected
- Protection through the principal firmProtection works through Gerrard Stuart Financial Services Limited, the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
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Common questions