Marshall Wace LLP

Reference number: 228531

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Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Company details

From the company's Companies House record.

Company number
OC302228
Company status
Active
Company type
Limited liability partnership
Incorporated
16 May 2002 (24 years old)
Registered office
George House, 131 Sloane Street, London, SW1X 9AT, England

Current directors and secretaries

Name Role Born Appointed
Paul Roderick Clucas Marshall LLP member Aug 1959 1 Sep 2003
Ian Gerald Patrick Wace LLP member Jan 1963 1 Sep 2003
Anthony Peter Clake LLP member Apr 1980 1 Sep 2004
Jonathan Edward May LLP designated member Dec 1974 1 Nov 2010
Kenneth Alan Hofmeyr LLP member Oct 1976 1 Dec 2011
Anthony Patrick Henry Marber LLP member Mar 1959 2 Nov 2012
Claire Jayne Musgrave LLP member Dec 1972 1 Dec 2013
Eleanor Katharine Houston LLP member Apr 1979 1 Dec 2013
Conor James Kiernan LLP member Oct 1980 1 Jan 2016
Desmond John Anderson LLP designated member Oct 1968 2 Oct 2017
John Colin Carter LLP member May 1981 1 Dec 2017
Michael John Howley LLP member Sep 1978 1 Jan 2019
Ian Archibald Smillie LLP member Mar 1975 10 Dec 2019
Pawel Maria Zdziarski LLP member Aug 1981 10 Dec 2019
Simon Charles Waite LLP member Aug 1979 10 Dec 2019
Elizabeth Claire Appleford LLP member Jun 1976 1 Dec 2020
James Rory Mcginnigle LLP member Sep 1988 1 Dec 2021
Li Zhu LLP member Mar 1985 1 Dec 2022
Matthew Philip Rooney LLP member Jan 1979 1 Dec 2022
David Jurenka LLP member Apr 1984 1 Dec 2022
Amit Rajpal LLP member Mar 1973 7 Mar 2023
Jamie Curry LLP member Aug 1986 1 Dec 2023
Stefan Marius Delmarco LLP member Dec 1973 1 Dec 2023
Alex William Latham LLP member Aug 1976 1 Jan 2025
Sanjay Shashikant Pindoria LLP member Aug 1986 1 Jan 2025
Sebastian Barker LLP member Jan 1991 1 Jan 2025
Mark Alexander Hickin LLP member Jun 1973 1 Jan 2025
Krupa Ramniklal Thakrar LLP member Feb 1983 1 Dec 2025
MARSHALL WACE ASSET MANAGEMENT LIMITED Corporate LLP member Not published 1 Sep 2003

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.

    Check your FSCS cover →

  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Arranging (bringing about) deals in investments
  • Arranging safeguarding and administration of assets
  • Dealing in investments as agent
  • Making arrangements with a view to transactions in investments
  • Managing an authorised AIF
  • Managing an unauthorised AIF
  • Managing a UK UCITS
  • Managing investments

Limits on what they may do

  • May control money if settlement through a mandate.
    The general requirement not to hold or control CLIENT MONEY does not restrict the firm from controlling CLIENT MONEY if it arises from an agreement under which the firm effects settlement through a mandate or otherwise.
One supervisory condition set by the FCA

These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.

  • CPMI Requirement
    The firm is only permitted to carry on the activities specified in FUND 1.4.3R (1) to (6) or any successor provision

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Marshall Wace LLP FCA authorised?
Yes, Marshall Wace LLP (FRN 228531) is authorised by the FCA to carry out regulated activities.
Is my money safe with Marshall Wace?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Marshall Wace to the Financial Ombudsman Service, free of charge.
Is Marshall Wace a scam or clone?
Marshall Wace is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Marshall Wace's Firm Reference Number (FRN)?
Marshall Wace's FRN is 228531. You can verify it on the FCA register.