Mohindra & Co

Reference number: 188993

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Authorised by the FCA

Mohindra & Co is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

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Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
  • Advise on or arrange mortgages FSCS may apply
    Mortgage advice and arranging may be FSCS-covered, up to the limit that applies.

Check your FSCS cover →

Show FCA detail (17 permissions)
  • Acting as a CBTL advisor
  • Acting as a CBTL Advisor
  • Acting as a CBTL arranger
  • Acting as a CBTL Arranger
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Advising on regulated mortgage contracts
  • Arranging (bringing about) deals in investments
  • Arranging (bringing about) regulated mortgage contracts
  • Arranging safeguarding and administration of assets
  • Causing dematerialised instructions to be sent
  • Dealing in investments as agent
  • Making arrangements with a view to regulated mortgage contracts
  • Making arrangements with a view to transactions in investments
  • Managing investments
  • Safeguarding and administration of assets (without arranging)
  • Sending dematerialised instructions

Limits on what they may do

  • Removal of limitation to Non-Mainstream Activities
    General 1. This schedule sets out the terms of the variation to be made to Mohindra & Co's Permission with effect from 3 October 2013. Variation of permission 2. The variation of Mohindra & Co's Permission requested is the removal of all limitations or requirements relating to Non-Mainstream Regulated Activities from Mohindra & Co's Permission.
  • No CORPORATE FIN. BUSINESS unless non-mainstream
    The firm must not carry on any CORPORATE FINANCE BUSINESS that is a REGULATED ACTIVITY unless it is a NON-MAINSTREAM REGULATED ACTIVITY.
  • No actions to stabilise market price
    The firm must not act in any way to stabilise the market price of any investment.
  • DERIVATIVES using permitted third party only
    The firm must not engage in a PERMITTED ACTIVITY in respect of DERIVATIVES except through a PERMITTED THIRD PARTY and, in the case of advice, the PERMITTED THIRD PARTY is an INDEPENDENT INTERMEDIARY
  • Only rights to/interests in permitted investments
    The firm may carry on a REGULATED ACTIVITY in relation to rights to or interests in investments only where those investments are themselves of a type permitted for that REGULATED ACTIVITY
  • No speculative foreign exchange dealings.
    The firm must not undertake a permitted activity in respect of speculative foreign exchange dealings.
  • May hold/control client money if rebated commission
    The general requirement not to hold or control CLIENT MONEY does not apply if the CLIENT MONEY arises from an agreement under which commission is rebated to the client.
  • Regulated activities incidental only.
    The firm must not carry on the specified REGULATED ACTIVITIES otherwise than in an incidental manner in the course of the provision by it of professional services (that is, services which do not consist of REGULATED ACTIVITIES)

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

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Common questions

Frequently asked questions

Is Mohindra & Co FCA authorised?
Yes, Mohindra & Co (FRN 188993) is authorised by the FCA to carry out regulated activities.
Is my money safe with Mohindra & Co?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about Mohindra & Co to the Financial Ombudsman Service, free of charge.
Is Mohindra & Co a scam or clone?
Mohindra & Co is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Mohindra & Co's Firm Reference Number (FRN)?
Mohindra & Co's FRN is 188993. You can verify it on the FCA register.