MUFG Securities EMEA plc

Reference number: 124512

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Scammers have impersonated this firm. The FCA has published 1 warning naming the fake phone numbers, emails and websites they used. See the warnings →

Authorised by the FCA

This firm is on the FCA register and authorised to carry out regulated activities.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

Also trades as
  • MUFG Securities

Company details

From the company's Companies House record.

Company number
01698498
Company status
Active
Company type
Public limited company
Incorporated
11 February 1983 (43 years old)
Registered office
Matches the FCA register address ✓
Nature of business
  • Security dealing on own account (SIC 64991)
  • Financial intermediation not elsewhere classified (SIC 64999)

Current directors and secretaries

Name Role Born Appointed
Eileen Joan Taylor Director Aug 1958 1 Apr 2019
Nicola Louise Le Clair Wickes Director Dec 1964 22 Apr 2020
Beatrice Chantal Devillon-Cohen Director Apr 1972 15 Nov 2021
Angela Doreen Crawford-Ingle Director Jan 1952 13 Nov 2023
Hidefumi Yamamura Director Aug 1970 31 May 2024
Nobuho Nanjo Director Nov 1971 1 Apr 2025
Christopher Alan Marks Director Jul 1971 7 Apr 2025
Tomoyuki Kamioka Director Jun 1970 5 Jun 2025
Yotaro Tai Director Feb 1975 1 Jul 2026
James William Morgan Secretary Not published 29 Jul 2025

Warning

Scammers have impersonated this firm

Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.

Fake phone numbers (1)
  • 0081345790623
Fake websites (1)
  • mitsubishifinance.com
The FCA warning these came from

Scammers change these details often. Always check the live FCA warning.

Activities and protection

What they can do, and how you are protected

  • Hold or safeguard your money · Manage or trade investments FSCS may apply
    Eligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
  • Give regulated advice FSCS may apply
    A claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
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  • Advising on investments (except on Pension Transfers and Pension Opt Outs)
  • Advising on P2P agreements
  • Arranging (bringing about) deals in investments
  • Dealing in investments as agent
  • Dealing in investments as principal
  • Making arrangements with a view to transactions in investments

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

Action taken against them

1 fine in 2017, £8.93m in total. This is part of the official register record and is worth reviewing before going ahead.

  • Fined £8.93m on 9 February 2017
    On 9 February 2017, the PRA issued a Final Notice to MUFG Securities EMEA plc (“MUS(EMEA)”), which imposed on MUS(EMEA), pursuant to section 206 of the Financial Services and Markets Act 2000, a financial penalty of £8,925,000 for failing to be open and cooperative with the PRA in relation to its knowledge of an enforcement action by the New York Department of Financial Services (“DFS”) into The Bank of Tokyo-Mitsubishi UFJ Limited, in breach of Fundamental Rule 7 of the PRA’s Rulebook.  A copy of the Final Notice can be found on the Bank of England website and can be accessed.

Previously registered as

The FCA register holds 5 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Mitsubishi Finance International Ltd
  • Mitsubishi Finance International Plc
  • Mitsubishi Securities International Plc
  • Mitsubishi UFJ Securities International plc
  • Tokyo-Mitsubishi International Plc

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Common questions

Frequently asked questions

Is MUFG Securities EMEA plc FCA authorised?
Yes, MUFG Securities EMEA plc (FRN 124512) is authorised by the FCA to carry out regulated activities.
Is my money safe with MUFG Securities EMEA?
It depends on the product, but eligible claims may be protected by the FSCS. You can also refer complaints about MUFG Securities EMEA to the Financial Ombudsman Service, free of charge.
Is MUFG Securities EMEA a scam or clone?
MUFG Securities EMEA is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is MUFG Securities EMEA's Firm Reference Number (FRN)?
MUFG Securities EMEA's FRN is 124512. You can verify it on the FCA register.