MUFG Securities EMEA plc
Reference number: 124512
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
Ropemaker Place, 25 Ropemaker Street, London, EC2Y 9AJ, United Kingdom
- MUFG Securities
Company details
From the company's Companies House record.
- Company number
- 01698498
- Company status
- Active
- Company type
- Public limited company
- Incorporated
- 11 February 1983 (43 years old)
- Registered office
- Matches the FCA register address ✓
- Nature of business
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- Security dealing on own account (SIC 64991)
- Financial intermediation not elsewhere classified (SIC 64999)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Eileen Joan Taylor | Director | Aug 1958 | 1 Apr 2019 |
| Nicola Louise Le Clair Wickes | Director | Dec 1964 | 22 Apr 2020 |
| Beatrice Chantal Devillon-Cohen | Director | Apr 1972 | 15 Nov 2021 |
| Angela Doreen Crawford-Ingle | Director | Jan 1952 | 13 Nov 2023 |
| Hidefumi Yamamura | Director | Aug 1970 | 31 May 2024 |
| Nobuho Nanjo | Director | Nov 1971 | 1 Apr 2025 |
| Christopher Alan Marks | Director | Jul 1971 | 7 Apr 2025 |
| Tomoyuki Kamioka | Director | Jun 1970 | 5 Jun 2025 |
| Yotaro Tai | Director | Feb 1975 | 1 Jul 2026 |
| James William Morgan | Secretary | Not published | 29 Jul 2025 |
Warning
Scammers have impersonated this firm
Fraudsters have used this firm's name or details with their own contact information to appear genuine. Check whatever you were given below, and against the firm's real details above.
Fake phone numbers (1)
- 0081345790623
Fake websites (1)
- mitsubishifinance.com
The FCA warning these came from
- Mitsubishi Finance 19 June 2012
Scammers change these details often. Always check the live FCA warning.
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money · Manage or trade investments FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Show FCA detail (6 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Advising on P2P agreements
- Arranging (bringing about) deals in investments
- Dealing in investments as agent
- Dealing in investments as principal
- Making arrangements with a view to transactions in investments
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
Action taken against them
1 fine in 2017, £8.93m in total. This is part of the official register record and is worth reviewing before going ahead.
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Fined £8.93m on 9 February 2017
On 9 February 2017, the PRA issued a Final Notice to MUFG Securities EMEA plc (“MUS(EMEA)”), which imposed on MUS(EMEA), pursuant to section 206 of the Financial Services and Markets Act 2000, a financial penalty of £8,925,000 for failing to be open and cooperative with the PRA in relation to its knowledge of an enforcement action by the New York Department of Financial Services (“DFS”) into The Bank of Tokyo-Mitsubishi UFJ Limited, in breach of Fundamental Rule 7 of the PRA’s Rulebook. A copy of the Final Notice can be found on the Bank of England website and can be accessed.
Previously registered as
The FCA register holds 5 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Mitsubishi Finance International Ltd
- Mitsubishi Finance International Plc
- Mitsubishi Securities International Plc
- Mitsubishi UFJ Securities International plc
- Tokyo-Mitsubishi International Plc
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