Nautilus Financial Planning Ltd

Reference number: 442130

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Appointed representative

This firm does not hold FCA authorisation of its own. It acts under a principal firm, which is legally responsible for its regulated business.

The FCA register does not name a principal for this firm.

What does this mean?
  • An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct.
  • Nautilus Financial Planning Ltd (FRN 442130) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm.
  • Example: if you take financial advice from Nautilus Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances.
  • Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.

Identity

Check their details

Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.

  • No website on the FCA register

  • Verified phone number

    0330 320 2231

  • Verified address

    Windhanger Building, Tormarton Way, Marshfield, South Gloucestershire, SN14 8SR, United Kingdom

Company details

From the company's Companies House record.

Company name
NAUTILUS FINANCIAL PLANNING LIMITED
Company number
06089853
Company status
Active
Company type
Private limited company
Incorporated
7 February 2007 (19 years old)
Registered office
Windhager Building Tormarton Road, Marshfield, Chippenham, SN14 8SR, England
Nature of business
  • Activities auxiliary to financial intermediation not elsewhere classified (SIC 66190)

Current directors and secretaries

Name Role Born Appointed
James Michael Evans Director Feb 1975 7 Feb 2007
Penelope Jane Evans Secretary Not published 7 Feb 2007

Check on the FCA register → Report a scam →

Activities and protection

What they can do, and how you are protected

  • Protection through the principal firm
    Protection works through the principal firm responsible for this firm's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.

Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.

Track record

FCA actions and complaints

No FCA disciplinary action, and no complaints recorded with the Ombudsman.

Previously registered as

The FCA register holds one earlier registered name for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.

  • Nautilus Financial Planning

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Common questions

Frequently asked questions

Is Nautilus Financial Planning Ltd FCA authorised?
Nautilus Financial Planning Ltd (FRN 442130) is not directly authorised. It is an appointed representative acting under the responsibility of a directly authorised principal firm.
What does appointed representative mean for Nautilus Financial Planning?
An appointed representative (AR) can carry out regulated financial services, but is not directly authorised by the FCA. A principal firm holds the authorisation and is legally responsible for the AR's conduct. Nautilus Financial Planning Ltd (FRN 442130) is listed as an appointed representative, but the register does not show its principal firm here. Find the principal on the FCA register before dealing with this firm. Example: if you take financial advice from Nautilus Financial Planning, complaints and compensation usually follow the same rules as dealing with the principal, but this depends on the product and your circumstances. Before you proceed, confirm contact details match the official FCA register for both firms. Scammers sometimes clone legitimate AR names and FRNs but use fake phone numbers and websites.
Is my money safe with Nautilus Financial Planning?
Protection works through the principal firm responsible for Nautilus Financial Planning's regulated activity. FSCS cover and the Financial Ombudsman Service apply as they would to the principal.
Is Nautilus Financial Planning a scam or clone?
Nautilus Financial Planning is a genuine FCA-listed firm. However, scammers sometimes clone authorised firms. Always check that the contact details you were given match those on the FCA register before sending money or sharing information.
What is Nautilus Financial Planning's Firm Reference Number (FRN)?
Nautilus Financial Planning's FRN is 442130. You can verify it on the FCA register.