NCM Fund Services Limited
Reference number: 183732
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Authorised by the FCA
This firm is on the FCA register and authorised to carry out regulated activities.
Identity
Check their details
Compare these against whatever you were given. Scammers clone real firm names and reference numbers but use their own phone number and website, so a detail that does not match the register is the clearest warning sign there is.
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Verified website
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Verified phone number
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Verified address
Fourth Floor, 7 Castle Street, Edinburgh, EH2 3AH, United Kingdom
Company details
From the company's Companies House record.
- Company number
- SC166074
- Company status
- Active
- Company type
- Private limited company
- Incorporated
- 4 June 1996 (30 years old)
- Registered office
- Fourth Floor, 7, Castle Street, Edinburgh, EH2 3AH, Scotland
- Nature of business
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- Financial intermediation not elsewhere classified (SIC 64999)
Current directors and secretaries
| Name | Role | Born | Appointed |
|---|---|---|---|
| Robert Henry Moffett Chaplin | Director | Apr 1963 | 6 Dec 1999 |
| Kathleen Moir Mcleay | Director | Jun 1974 | 30 Apr 2009 |
| Douglas Graham | Director | May 1974 | 5 Sep 2011 |
| James Alistair Sullivan | Director | Dec 1971 | 1 Sep 2015 |
| Kathleen Moir Mcleay | Secretary | Not published | 30 Nov 2009 |
Activities and protection
What they can do, and how you are protected
- Hold or safeguard your money · Manage or trade investments · Run or oversee funds FSCS may applyEligible investment and pension claims are typically FSCS-protected up to £85,000 per person, depending on the product and your circumstances.
- Give regulated advice FSCS may applyA claim for unsuitable advice is itself FSCS-protected, up to the limit that applies to the product you were advised on.
Show FCA detail (8 permissions)
- Advising on investments (except on Pension Transfers and Pension Opt Outs)
- Arranging (bringing about) deals in investments
- Arranging safeguarding and administration of assets
- Dealing in investments as agent
- Establishing, operating or winding up a collective investment scheme
- Making arrangements with a view to transactions in investments
- Managing an unauthorised AIF
- Managing investments
Limits on what they may do
- This firm may handle your money in passing but must not hold it, so payments should go to the product provider, never to a personal account.
One supervisory condition set by the FCA
These are conditions the FCA places on the firm itself, covering things like capital it must hold and what it must report. They do not change what the firm may do for you.
- Small Authorised UK AIFM (Sub-Threshold)
The total value of assets under management by the firm must not exceed the relevant threshold as set out in Article 3(2) of AIFMD (as determined under Chapter II, section I of the AIFMD level 2 regulation). In the event that the relevant threshold is breached, the firm must submit an application for authorisation as a Full-scope UK AIFM to the FCA
Complaints: You can refer a complaint about this firm to the Financial Ombudsman Service for free, whichever activity it relates to.
Track record
FCA actions and complaints
No FCA disciplinary action, and no complaints recorded with the Ombudsman.
Previously registered as
The FCA register holds 5 earlier registered names for this firm. A registered name changes when a firm rebrands, and a partnership's changes whenever its partners do.
- Dunwilco (512) Limited
- NCM Finance Limited
- Noble Corporate Management Limited
- Noble Group Limited
- Noble Partnership Limited
Names it no longer trades under
This firm has retired 3 trading names. If you were contacted under one of these, the name did belong to this firm, but check the current details above before going ahead.
Show the retired names
- NCM Finance
- Noble Partnership
- RM Capital
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